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mySP Compliance is an integrated compliance platform built specifically for the Microsoft 365 environment, tailored to the needs of regulated financial services firms. It enhances the native compliance and security features of Office 365, providing improved tools for communication surveillance, e-discovery, data loss prevention, and record retention. The platform aims to improve supervisory control and oversight while maintaining user engagement within the familiar Microsoft ecosystem. This platform is exclusively for financial services organizations (like banks, wealth managers, insurers) that use Microsoft 365 and require a more granular, powerful, and integrated compliance layer to meet stringent FINRA, SEC, FCA, and other financial regulations.
This platform is exclusively for financial services organizations (like banks, wealth managers, insurers) that use Microsoft 365 and require a more granular, powerful, and integrated compliance layer to meet stringent FINRA, SEC, FCA, and other financial regulations.
Our verdict is that mySP Compliance is a strategic enhancement for financial firms committed to Microsoft 365. By deepening compliance controls within the existing productivity suite, it offers a path to stronger regulatory oversight without disrupting user workflows, making it a smart, integrated solution.
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This platform is exclusively for financial services organizations (like banks, wealth managers, insurers) that use Microsoft 365 and require a more granular, powerful, and integrated compliance layer to meet stringent FINRA, SEC, FCA, and other financial regulations.
These are common features buyers compare in Compliance Software. Product-specific availability should be confirmed with the vendor.
Keeps important files and records close to the workflow, with easier search, review, and handoff between teams.
Gives managers a clearer view of activity, exceptions, and trends so they can spot issues before they turn into rework.
Gives managers a clearer view of activity, exceptions, and trends so they can spot issues before they turn into rework.
Gives managers a clearer view of activity, exceptions, and trends so they can spot issues before they turn into rework.
Helps buyers evaluate how access, control, and evidence are handled for sensitive or regulated work.
Helps buyers evaluate how access, control, and evidence are handled for sensitive or regulated work.
Helps buyers judge whether HIPAA compliant fits the way their team handles compliance work.
Makes handoffs and approvals easier to follow, especially when several people need to move work from request to resolution.
Helps buyers evaluate how access, control, and evidence are handled for sensitive or regulated work.
Helps buyers evaluate how access, control, and evidence are handled for sensitive or regulated work.
Makes handoffs and approvals easier to follow, especially when several people need to move work from request to resolution.
Helps buyers evaluate how access, control, and evidence are handled for sensitive or regulated work.
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